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NYSE:

ROK

160.67
Change:
+0.14 +0.08%
Volume: 193,730
06/29/2017

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NYSE:ROK

160.67
Change:
+0.14 +0.08%
Volume: 193,730
June 29, 2017 20 minutes delay

Transfer Agent & Dividends

Effective September 23, 2013, Wells Fargo Shareowner Services is our new transfer agent and registrar. Wells Fargo Shareowner Services now maintains the Company's shareowner records and distributes dividends to registered shareowners. Shareowner records and investment information will automatically transfer to Wells Fargo Shareowner Services. You may contact Wells Fargo Shareowner Services as provided below:

Internet

Log on to www.shareowneronline.com for online services, including account information, change of address, transfer of shares, lost certificates, dividend payment elections and additional administrative services.

For electronic receipt, enroll in eDelivery, a self-service program that provides electronic notification and secure access to shareowner communications. To enroll, follow the eDelivery enrollment instructions when you access your shareowner account via www.shareowneronline.com.

Telephone

Call Wells Fargo Shareowner Services at one of the following numbers:

Inside the United States: 1-800-204-7800
Outside the United States: +1-651-450-4064
Shareowner Relations Specialists are available Monday through Friday, from 7:00am to 7:00pm Cenral Time.

Mail

Correspondence about share ownership, dividend payments, transfer requirements, change of address, lost certificates and account status may be directed to:

Wells Fargo Shareowner Services
P.O. Box 64874
St. Paul, MN 55164-0874

Shareowners wishing to transfer stock should send their written request, stock certificate and other required documents to:

Wells Fargo Shareowner Services
P.O. Box 64874
St. Paul, MN 55164-0874

Registered or overnight mail should be sent to:

Wells Fargo Shareowner Services
1110 Centre Pointe Curve, Suite 101
Mendota Heights, MN 55120

Dividend Information

The declaration and payment of dividends by the Company is at the sole discretion of our Board of Directors. Normally, dividends are payable quarterly in March, June, September and December, upon authorization of the Board of Directors.

If you have any uncashed dividend checks from our prior transfer agent, Computershare, we encourage you to cash or deposit them promptly. If you require a replacement check please contact Computershare at 800-524-4458.

Investor Services Program

Shareowners may participate in the Wells Fargo Shareowner Services Plus Plan to reinvest dividends in Company stock, have cash dividends directly deposited in their bank accounts and to deposit share certificates with the agent for safekeeping.

In addition, the program allows shareowners at their own cost to make optional cash investments in any amount from $100 to $100,000 per year or to sell all or any part of their shares held in their accounts.

For full details of the program, direct inquiries to:

Wells Fargo Shareowner
P.O. Box 64856
St. Paul, MN 55164-0874
800-204-7800 or 651-450-4064
www.shareowneronline.com

Electronic Delivery

Shareowners can save the Company postage and printing expenses by consenting to receive electronic delivery of proxy statements, annual reports and related materials. You may enroll for these services.

Cost Basis Information

Cost Basis Calculator

As a helpful service to our shareowners, we are providing a link to the NetBasis Cost Basis system. For a fee, this tool will calculate the cost basis of your Rockwell Automation, Inc. common stock, adjusted for any corporate actions or dividend reinvestments. You will need to provide some basic information such as the dates you purchased/acquired/sold your shares and the number of shares acquired and/or sold on those dates.

If you have any questions about using NetBasis, you can call their Customer Care Call Center at 1-888-80-BASIS (1-888-802-2747) or use the Live Web Chat service once you have logged on to the NetBasis system.

Launch Cost Basis Calculator

Spin-Off Information

Information regarding the sale to Boeing (1996) and the spin-off of Rockwell Collins (2001), Conexant (1998) and ArvinMeritor (1997) is provided below:

Rockwell Collins [PDF]

Conexant, Boeing and ArvinMeritor [PDF]

Securities analysts and investment professionals should direct inquiries to:

Rockwell Automation Investor Relations
1201 S. Second Street Milwaukee, WI 53204
Phone:414-382-8511 / Fax:414-382-8520
Email: Investor Relations

Individual shareowners should direct inquiries to:

Rockwell Automation Shareowner Relations
1201 S. Second Street
Milwaukee, WI 53204
Phone:414-382-8410 / Fax:414-382-4013
Email: Shareowner Relations

Wells Fargo Shareowner Services, our transfer agent and registrar, maintains the company's shareowner records and distributes dividends to registered shareowners:

Wells Fargo Shareowner Services
P.O. Box 64874
St. Paul, MN 55164-0874
Phone: 1-800-204-7800
Website: www.shareowneronline.com

Thumb Date Download
January 11, 2016 Quarterly Reports
January 10, 2016 News
January 9, 2016 SEC Filings

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